Conversational Intelligence Terminology

Regulatory Compliance

Regulatory compliance is the day-to-day practice of running contact center operations in line with applicable laws, regulations, and industry rules. It covers what agents can say, what must be disclosed, how consent is captured, how calls are recorded, and how customer data is collected, stored, and accessed.

Operationally, compliance matters because it reduces the risk of fines, legal action, and forced process changes, and it protects customers from harm. It also drives consistent handling across teams by turning requirements into clear workflows, training, monitoring, and audit-ready documentation.

In practice, compliance is maintained through policies, agent guidance, QA reviews, exception handling, and evidence that controls are working (for example, proof of consent and retention of required records). When requirements change, the contact center must update scripts, systems, and coaching quickly to avoid drift.

Example:

A customer calls to dispute a debt, and the agent must deliver a required disclosure, avoid prohibited language, and capture consent before recording the call. QA later reviews the recording and notes to confirm the disclosure was read and the consent timestamp is documented.

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